CUSIP No. 82620P102
|
Page 2 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Capital Management, L.L.C.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
AF
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
6,776,484 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
6,776,484 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,776,484 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.72%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
|
CUSIP No. 82620P102
|
Page 3 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Partners, L.L.C.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
AF
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
1,668,946 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
1,668,946 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,668,946 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.66%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
CUSIP No. 82620P102
|
Page 4 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Enhanced Long Short GP, LLC
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
AF
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
2,181,083 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
2,181,083 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,181,083 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.16%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
CUSIP No. 82620P102
|
Page 5 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Financial Fund, LP
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
204,829 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
204,829 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
204,829 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.20%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. 82620P102
|
Page 6 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Financial Fund, Inc.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
67,425 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
67,425 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
67,425 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.07%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
CUSIP No. 82620P102
|
Page 7 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Financial Long Only Fund, LP
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
34,361 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
34,361 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,361 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. 82620P102
|
Page 8 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Enhanced Long Short Fund, LP
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
2,181,083 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
2,181,083 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,181,083 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.16%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. 82620P102
|
Page 9 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Opportunity Partners, LP
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
1,429,756 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
1,429,756 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,429,756 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.42%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. 82620P102
|
Page 10 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Basswood Opportunity Fund, Inc.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
180,197 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
180,197 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
180,197 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.18%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
CUSIP No. 82620P102
|
Page 11 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Boulevard Direct Master, Ltd.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
308,184 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
308,184 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
308,184 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.31%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
CUSIP No. 82620P102
|
Page 12 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
BCM Select Equity I Master, Ltd.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
768,079 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
768,079 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
768,079 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.76%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
CUSIP No. 82620P102
|
Page 13 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
1994 Garden State, LP
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
75,873 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
75,873 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
75,873 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.08%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. 82620P102
|
Page 14 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Matthew Lindenbaum
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
AF
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
6,852,357 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
6,852,357 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,852,357 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.80%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
CUSIP No. 82620P102
|
Page 15 of 21 Pages
|
|||||
1
|
NAME OF REPORTING PERSON
Bennett Lindenbaum
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☒
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS
AF
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
0
|
||||
8
|
SHARED VOTING POWER
6,852,357 (see Item 5)
|
|||||
9
|
SOLE DISPOSITIVE POWER
0
|
|||||
10
|
SHARED DISPOSITIVE POWER
6,852,357 (see Item 5)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,852,357 (see Item 5)
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) ☐ |
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.80%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
Dated: November 2, 2015
|
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
|
|
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BASSWOOD PARTNERS, L.L.C.
|
|
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BASSWOOD ENHANCED LONG SHORT GP, LLC
|
|
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BASSWOOD ENHANCED LONG SHORT FUND, LP
|
|
By: Basswood Capital Management, L.L.C.
|
||
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BASSWOOD FINANCIAL FUND, LP
|
|
By: Basswood Capital Management, L.L.C.
|
||
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BASSWOOD FINANCIAL LONG ONLY FUND, LP
|
|
By: Basswood Capital Management, L.L.C.
|
||
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BASSWOOD FINANCIAL FUND, INC.
|
|
By: Basswood Capital Management, L.L.C.
|
||
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BASSWOOD OPPORTUNITY PARTNERS, LP | |
By: Basswood Capital Management, L.L.C.
|
||
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BASSWOOD OPPORTUNITY FUND, INC. | |
By: Basswood Capital Management, L.L.C.
|
||
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BOULEVARD DIRECT MASTER, LTD.
|
|
By: Basswood Capital Management, L.L.C.
|
||
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
BCM SELECT EQUITY I MASTER, LTD.
|
|
By: Basswood Capital Management, L.L.C.
|
||
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: Managing Member
|
||
Dated: November 2, 2015
|
1994 GARDEN STATE, LP
|
|
By: /s/ Matthew Lindenbaum
|
||
Name: Matthew Lindenbaum
|
||
Title: General Partner
|
||
Dated: November 2, 2015
|
/s/ Matthew Lindenbaum
|
|
Matthew Lindenbaum
|
||
Dated: November 2, 2015
|
/s/ Bennett Lindenbaum
|
|
Bennett Lindenbaum
|
Fund
|
Trade Date
|
Shares
Purchased
(Sold)
|
Price (Gross)
|
Basswood Enhanced Long Short Fund, LP
|
10/29/2015
|
212,096
|
17.09
|
Basswood Enhanced Long Short Fund, LP
|
10/29/2015
|
106,051
|
16.18
|
Basswood Financial Fund, Inc.
|
10/29/2015
|
6,555
|
17.09
|
Basswood Financial Fund, Inc.
|
10/29/2015
|
3,277
|
16.18
|
Basswood Financial Long Only Fund, LP
|
10/29/2015
|
3,341
|
17.09
|
Basswood Financial Long Only Fund, LP
|
10/29/2015
|
1,670
|
16.18
|
BASSWOOD OPPORTUNITY FUND, INC.
|
10/29/2015
|
17,522
|
17.09
|
BASSWOOD OPPORTUNITY FUND, INC.
|
10/29/2015
|
8,761
|
16.18
|
BCM Select Equity I Master, Ltd.
|
10/29/2015
|
74,687
|
17.09
|
BCM Select Equity I Master, Ltd.
|
10/29/2015
|
37,343
|
16.18
|
Boulevard Direct Master, Ltd.
|
10/29/2015
|
29,967
|
17.09
|
Boulevard Direct Master, Ltd.
|
10/29/2015
|
14,983
|
16.18
|
Managed Account 1
|
10/29/2015
|
71,718
|
17.09
|
Managed Account 1
|
10/29/2015
|
35,859
|
16.18
|
Managed Account 2
|
10/29/2015
|
84,114
|
17.09
|
Managed Account 2
|
10/29/2015
|
42,056
|
16.18
|
Basswood Enhanced Long Short Fund, LP
|
10/30/2015
|
318,142
|
15.98
|
Basswood Enhanced Long Short Fund, LP
|
10/30/2015
|
212,096
|
15.92
|
Basswood Financial Fund, Inc.
|
10/30/2015
|
9,834
|
15.98
|
Basswood Financial Fund, Inc.
|
10/30/2015
|
6,555
|
15.92
|
Basswood Financial Long Only Fund, LP
|
10/30/2015
|
5,011
|
15.98
|
Basswood Financial Long Only Fund, LP
|
10/30/2015
|
3,341
|
15.92
|
BASSWOOD OPPORTUNITY FUND, INC.
|
10/30/2015
|
26,283
|
15.98
|
BASSWOOD OPPORTUNITY FUND, INC.
|
10/30/2015
|
17,522
|
15.92
|
BCM Select Equity I Master, Ltd.
|
10/30/2015
|
112,030
|
15.98
|
BCM Select Equity I Master, Ltd.
|
10/30/2015
|
74,687
|
15.92
|
Boulevard Direct Master, Ltd.
|
10/30/2015
|
44,951
|
15.98
|
Boulevard Direct Master, Ltd.
|
10/30/2015
|
29,967
|
15.92
|
Managed Account 1
|
10/30/2015
|
107,577
|
15.98
|
Managed Account 1
|
10/30/2015
|
71,718
|
15.92
|
Managed Account 2
|
10/30/2015
|
126,172
|
15.98
|
Managed Account 2
|
10/30/2015
|
84,114
|
15.92
|
Basswood Enhanced Long Short Fund, LP
|
11/2/2015
|
212,096
|
16.16
|
Basswood Financial Fund, Inc.
|
11/2/2015
|
6,555
|
16.16
|
Basswood Financial Long Only Fund, LP
|
11/2/2015
|
3,341
|
16.16
|
BASSWOOD OPPORTUNITY FUND, INC.
|
11/2/2015
|
17,522
|
16.16
|
BCM Select Equity I Master, Ltd.
|
11/2/2015
|
74,687
|
16.16
|
Boulevard Direct Master, Ltd.
|
11/2/2015
|
29,967
|
16.16
|
Managed Account 1
|
11/2/2015
|
71,718
|
16.16
|
Managed Account 2
|
11/2/2015
|
84,114
|
16.16
|